top of page
Compliance
The Guernsey Financial Services Commission (GFSC) is the regulatory body for the finance industry in the Bailiwick of Guernsey, supervising and regulating over 2,000 licensees to ensure that financial markets are honest, fair and competitive.
There are standards of conduct that all firms must follow to meet regulatory obligations. Our training solutions can assist firms in meeting these standards of conduct.
- - What GFSC regulation is and does, and why it exists
- What the GFSC's main responsibilities are
- What the GFSC do to ensure the industry's customers are treated fairly
- How the GFSC vets firms to ensure they meet the requirements
- How to access the GFSC regulations
- The Principles of Conduct of Finance Business
- Managerial responsibility to ensure employee training and competence
Learning Objectives:
Target Learners:
All Staff
Level:
Beginner
Duration:
60 Minutes
Price:
£65
bottom of page